Futu Holdings: The CSRC intends to impose a total fine of approximately 1.85 billion yuan on the company and plans to fine the company's founder 1.25 million yuan personally

By: rootdata|2026/05/22 22:43:14

Futu Holdings (FUTU.O) a annoncé aujourd'hui avoir reçu un avis d'enquête et un préavis de sanction administrative de la part de la Commission de contrôle boursier de Chine (CSRC) et de son antenne de Shenzhen.

La CSRC a souligné que certaines entités de Futu en Chine continentale et à Hong Kong ont exercé des activités de courtage en valeurs mobilières, de vente de fonds publics et de contrats à terme en Chine continentale sans avoir obtenu les licences ou approbations nécessaires, en violation de la loi sur les valeurs mobilières, de la loi sur les fonds d'investissement en valeurs mobilières et de la loi sur les contrats à terme et les produits dérivés de la République populaire de Chine. La CSRC a l'intention d'ordonner aux entreprises concernées de régulariser ou de cesser ces activités, de confisquer les gains illégaux et d'imposer des amendes, avec une amende totale proposée d'environ 1,85 milliard de yuans (environ 271 millions USD).

En outre, la CSRC prévoit d'infliger une amende personnelle de 1,25 million de yuans (environ 183 575 USD) au fondateur et PDG de l'entreprise, M. Li Hua. Futu Holdings a déclaré que les amendes proposées sont encore soumises à des procédures ultérieures et à la décision finale de la CSRC.

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Futu Holdings: The CSRC intends to impose a total fine of approximately 1.85 billion yuan on the company and plans to fine the company's founder 1.25 million yuan personally

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